MNC InsiderMNC Insider

Director, Broker-Dealer ALM

BNY Mellon

Director, Broker-Dealer ALM

full-timePosted: Jul 16, 2026Updated: Aug 29, 2026New York, NY, United States

Job Description

We’re seeking a future team member for the role of Director to join our Pershing Treasury team. This role is located in New York. In this role, you’ll make an impact in the following ways: • Reporting to the Head of Pershing Treasury, lead ALM matters relating to the broker-dealer balance sheet monitoring and explaining changes and related management reporting• Drive initiatives to support the funding, capital and liquidity position of the entity• Ensure compliance with all limits, escalating and remediating breaches and early warning indicators• Set agendas for governance forums and reviewing the work of the ALCO secretary, ensuring high-quality minutes, tracking decisions and actions, and maintaining related documentation• Responsible for the production and presentation of slides, dashboards and other ALM presentation materials for various governance bodies (e.g., ALCO, Board of Managers, etc.) • Lead periodic reviews and updates of entity-specific policies and other governance documentation (e.g., Contingency Funding Plans, EWI recalibration, elements of Recovery Plans, etc.) • Conduct liquidity and other analysis to evaluate the impact of business initiatives, funding actions and assumption changes on key metrics and decisions. May provide advice on specific business decisions that will affect funding, liquidity, capital or interest rate risk• Liaise with Cash Management, Regulatory Reporting, Risk, and Operations, as necessary, to ensure ongoing compliance with all requirements• Co-lead efforts to automate and reimagine ongoing processes, including through fluency in the use of AI• Ensure issues are escalated and cascaded appropriately and support mitigating any associated risks• Monitor the regulatory environment, conduct applicable research and make recommendations for responding to emerging/changing regulatory requirements affecting ALM, Capital or Liquidity funding• Support with regulatory, second line and internal audit exams/reviews including remediation of issues• Other ad-hoc tasks associated with Pershing or BNY Treasury functions To be successful in this role, we’re seeking the following: • Bachelor/Master degree or equivalent qualification. Degree in finance or economics, with proficiency in math, statistics, or computational finance preferred. MBA, CFA or FINRA licenses preferred; willingness to pursue FINRA licenses, as needed• 7-10+ years in ALM/Treasury at broker-dealers or banks; deep expertise in liquidity/funding and broker-dealer activities• Advanced knowledge of both broker-dealer capital, liquidity, funding and operational requirements, as well as Treasury ALM and Liquidity metrics (e.g., LST) and available funding sources• Expertise conducting analysis and process automation with Excel, AI and other reporting/automation tools (e.g., Power BI, Tableau, Power Automate, etc.)

Locations

  • New York, NY, United States

Target Your Resume for "Director, Broker-Dealer ALM" , BNY Mellon

Get personalized recommendations to optimize your resume specifically for Director, Broker-Dealer ALM. Takes only 15 seconds!

AI-powered keyword optimization
Skills matching & gap analysis
Experience alignment suggestions

Check Your ATS Score for "Director, Broker-Dealer ALM" , BNY Mellon

Find out how well your resume matches this job's requirements. Get comprehensive analysis including ATS compatibility, keyword matching, skill gaps, and personalized recommendations.

ATS compatibility check
Keyword optimization analysis
Skill matching & gap identification
Format & readability score

Tags & Categories

TreasuryTreasury

Answer 10 quick questions to check your fit for Director, Broker-Dealer ALM @ BNY Mellon.

Quiz Challenge
10 Questions
~2 Minutes
Instant Score

Related Books and Jobs

No related jobs found at the moment.