IQ-EQ

 Description  You will join a specialist and growing RegCom team, playing a key role in delivering high-quality operational and vendor due diligence services to asset managers and investor clients. You will lead and support operational due diligence reviews, vendor due diligence assessments, and AML...

Senior Due Diligence Analyst

 Description  You will play a key role in ensuring effective oversight of a portfolio of Appointed Representatives (ARs), supporting the Firm in meeting its ongoing regulatory obligations. Working closely with the Head of Compliance Monitoring, you will be responsible for relationship management, qu...

Job Openings at IQ-EQ in Newcastle Upon Tyne

Senior Due Diligence Analyst

AR Oversight Manager