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Supervisory Control Associate

Wells Fargo

Supervisory Control Associate

full-timePosted: Aug 4, 2026Updated: Sep 3, 202600, TAGUIG CITY

Job Description

About this role:Wells Fargo is seeking a Supervisory Control Associate.In this role, you will:Participate or conduct compliance, supervision, control reviews, administration and technologyDesign risk processes and provide project management supportIdentify issues and provide resolution within Insurance or Private Client GroupsPerform basic or tactical ongoing regulatory, compliance and operational reviews as well as other duties related to best practices and opportunities for additional synergies to maximize efficienciesReceive direction from management and exercise independent judgment while developing an understanding of sales activities using various technological tools and reports to ensure that the activity is in compliance with all regulatory and firm policiesCollaborate and consult with financial advisors, branch managers, supervisory principals and Market Administration ManagementRequired Qualifications:6+ months of Supervisory Control, Risk Management Consulting, Property or Casualty Insurance, Insurance Brokerage experience, or equivalent demonstrated through one or a combination of the following: work experience, military training or educationDesired Qualifications:Graduate of Banking and Finance or any related coursesAt least 3 years working experience, two years in banking and/or brokerage industryActive FINRA Series 7 license, requiredJob Expectations:Willing to work US hoursWilling to work onsite (BGC office)Posting End Date: 4 Sep 2026*Job posting may come down early due to volume of applicants.We Value Equal OpportunityWells Fargo is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other legally protected characteristic.Employees support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. There is emphasis on proactive monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit’s risk appetite and all risk and compliance program requirements.Candidates applying to job openings posted in Canada: Applications for employment are encouraged from all qualified candidates, including women, persons with disabilities, aboriginal peoples and visible minorities. Accommodation for applicants with disabilities is available upon request in connection with the recruitment process.Applicants with DisabilitiesTo request a medical accommodation during the application or interview process, visit Disability Inclusion at Wells Fargo.Drug and Alcohol Policy Wells Fargo maintains a drug free workplace. Please see our Drug and Alcohol Policy to learn more.Wells Fargo Recruitment and Hiring Requirements:a. Third-Party recordings are prohibited unless authorized by Wells Fargo.b. Wells Fargo requires you to directly represent your own experiences during the recruiting and hiring process.

Locations

  • 00, TAGUIG CITY

Required Qualifications

  • 6+ months of Supervisory Control, Risk Management Consulting, Property or Casualty Insurance, Insurance Brokerage experience, or equivalent demonstrated through one or a combination of the following: work experience, military training or education (experience)
  • Graduate of Banking and Finance or any related courses (experience)
  • At least 3 years working experience, two years in banking and/or brokerage industry (experience, 3 years)
  • Active FINRA Series 7 license, required (experience)
  • At least 3 years working experience, two years in banking and/or brokerage industry (experience, 3 years)
  • a. Third-Party recordings are prohibited unless authorized by Wells Fargo. (experience)
  • b. Wells Fargo requires you to directly represent your own experiences during the recruiting and hiring process. (experience)

Responsibilities

  • Participate or conduct compliance, supervision, control reviews, administration and technology
  • Design risk processes and provide project management support
  • Identify issues and provide resolution within Insurance or Private Client Groups
  • Perform basic or tactical ongoing regulatory, compliance and operational reviews as well as other duties related to best practices and opportunities for additional synergies to maximize efficiencies
  • Receive direction from management and exercise independent judgment while developing an understanding of sales activities using various technological tools and reports to ensure that the activity is in compliance with all regulatory and firm policies
  • Collaborate and consult with financial advisors, branch managers, supervisory principals and Market Administration Management

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